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"Penetration"

Original Articles

Dysphagia

Temporal and Kinematic Measurements of Hyoid Bone Excursion in Patients With Head and Neck Cancer
Sheng-Hao Cheng, Kuo-Chang Wei, Tyng-Guey Wang, Ming-Yen Hsiao
Ann Rehabil Med 2025;49(4):234-245.   Published online August 29, 2025
DOI: https://doi.org/10.5535/arm.250005
Objective
To investigate the temporal and kinematic parameters of hyoid bone excursion (HBE) in head and neck cancer (HNC) patients with and without aspiration.
Methods
Videofluoroscopic swallowing study images from 28 HNC patients were divided into aspiration and non-aspiration groups. The kinematic parameters of HBE, including displacement, instantaneous velocity, and instantaneous acceleration, as well as the timing of reaching maximal values in these parameters, were analyzed.
Results
The timings of reaching maximal horizontal (2.37±1.10 seconds vs. 1.09±1.58 seconds, p=0.010; 0.68±0.28 vs. 0.37±0.26, p=0.010 for percentage of time), vertical (1.83±2.06 seconds vs. 0.86±1.42 seconds, p=0.020) and hypotenuse instantaneous velocities (2.36±1.96 seconds vs. 0.79±1.20 seconds, p=0.006; 0.60±0.33 vs. 0.33±0.24, p=0.028 for percentage of time), as well as the timings of reaching maximal horizontal (2.22±1.50 seconds vs. 0.90±1.26 seconds, p=0.009; 0.60±0.32 vs. 0.37±0.29, p=0.041 for percentage of time), vertical (2.09±1.94 seconds vs. 0.83±1.19 seconds, p=0.003), and hypotenuse instantaneous accelerations (2.49±1.93 seconds vs. 0.81±1.24 seconds, p=0.004; 0.65±0.34 vs. 0.34±0.28, p=0.026 for percentage of time) were significantly prolonged in the aspiration group. After signal smoothing, the aspiration group exhibited delayed timing in reaching maximal horizontal instantaneous velocity (2.07±1.09 seconds vs. 0.74±1.10 seconds, p=0.004; 0.58±0.29 vs. 0.32±0.24, p=0.017 for percentage of time), as well as maximal horizontal (2.18±1.16 seconds vs. 1.12±1.46 seconds, p=0.008) and hypotenuse accelerations (2.21±2.50 seconds vs. 0.81±1.21 seconds, p=0.011). There were no significant between-group differences in other kinematic parameters, except for horizontal displacement (7.66±6.26 mm vs. 12.14±5.82 mm, p=0.042).
Conclusion
The timings of reaching maximal instantaneous velocities and accelerations of HBE, rather than the maximum values of these kinematic parameters, may be critical parameters related to aspiration in HNC patients.
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The Relation Between the Presence of Aspiration or Penetration and the Clinical Indicators of Dysphagia in Poststroke Survivors
Hyeju Han, Gayoung Shin, Ahyoung Jun, Taeok Park, Doheung Ko, Eunhee Choi, Youngsun Kim
Ann Rehabil Med 2016;40(1):88-94.   Published online February 26, 2016
DOI: https://doi.org/10.5535/arm.2016.40.1.88
Objective

To examine the relation between the presence of penetration or aspiration and the occurrence of the clinical indicators of dysphagia. The presence of penetration or aspiration is closely related to the clinical indicators of dysphagia. It is essential to understand these relationships in order to implement proper diagnosis and treatment of dysphagia.

Methods

Fifty-eight poststroke survivors were divided into two groups: patients with or without penetration or aspiration. Medical records and videofluoroscopic swallowing examinations were reviewed. The occurrence of clinical indicators of dysphagia between two groups was analyzed with Cross Tabulation and the Pearson chi-square test (p<0.05).

Results

Poststroke survivors with penetration or aspiration had significantly high occurrences of delayed initiation of the swallow (p=0.04) and reduced hyolaryngeal elevation (p<0.01) than those without penetration or aspiration.

Conclusion

The results of this study indicate that delayed initiation of the swallow is a strong physiological indicator of penetration or aspiration during the oral stage of swallowing in poststroke survivors. For the pharyngeal stage of swallowing, hyoid and laryngeal elevation is a key event related to occurrence of penetration or aspiration. Clinical indicators should be investigated further to allow appropriate implementation of treatment strategies for stroke survivors.

Citations

Citations to this article as recorded by  
  • Palpation as a Method To Predict Spatial Instrumental Hyolaryngeal Excursion Measures
    Kelsey L. Murray, Sarah H. Szynkiewicz, Erin Kamarunas
    Dysphagia.2026; 41(1): 285.     CrossRef
  • Identification of Individualised Aspiration Mechanisms in Post‐Stroke Dysphagia: A VFSS‐Based Interpretable Machine Learning Approach
    Tingting Jiang, Lian Wang, Jia Qiao, Xiangxiang Zhang, Zitong He, Chunqing Xie, Yiqiu Lin, Meng Dai, Zulin Dou
    Journal of Oral Rehabilitation.2026; 53(3): 776.     CrossRef
  • Surface Electromyographic Activities of Submental and Infrahyoid Muscles: Comparisons Based on Residue, Penetration and Aspiration
    Hakan Gölaç, Güzide Atalık, Adnan Gülaçtı, Süleyman Cebeci, Ebru Şansal, Banu Tijen Ceylan, Bülent Gündüz, Metin Yılmaz
    Journal of Oral Rehabilitation.2025; 52(5): 616.     CrossRef
  • Post-stroke dysphagia: identifying the evidence missing
    Zicong Wang, Ran Shi, Paulo Moreira
    Frontiers in Medicine.2025;[Epub]     CrossRef
  • Analysis of Risk Factors Associated With Aspiration in Patients With Poststroke Dysphagia: A Real‐World Study
    Yun Lu, Jing Teng, Sisi Huang, Manyu Dong, Yilun Qian, Yue Hu, Han Yang, Qiumin Zhou, Dianhuai Meng, Yingying Ji, Huaide Qiu, Ying Shen
    Physiotherapy Research International.2025;[Epub]     CrossRef
  • Laryngeal Penetration and Aspiration Among Patients With Oropharyngeal and Oesophageal Dysphagia: A Meta‐Analysis and Moderator Analysis
    Alfiani Rahmi Putri, Yu‐Hao Chu, Hidayat Arifin, Kondwani Joseph Banda, Chien‐Mei Sung, Jia‐You Ye, Ruey Chen, Pi‐Yu Su, Kuei‐Ru Chou
    Journal of Oral Rehabilitation.2025; 52(11): 2131.     CrossRef
  • Effectivity of neuromuscular electrical stimulation and oral sensorimotor stimulation as therapeutic interventions for pediatric dysphagia: A comparative study of swallowing outcomes
    Rizky Kusuma Wardhani, Luh Karunia Wahyuni, Budiati Laksmitasari, Mohamad Yanuar Amal, Chika Carnation Tandri, You Gyoung Yi
    NeuroRehabilitation.2025; 57(2): 181.     CrossRef
  • The relationship between dysphagia and the localisation of brain lesion in stroke: is the involvement of the pons and medulla important?
    Hatice Ecem Konak, Ebru Alemdaroğlu, Elif Umay Altaş
    Somatosensory & Motor Research.2024; 41(1): 34.     CrossRef
  • The effect of transcranial direct current stimulation paired with neuromuscular electrical stimulation on swallowing function in post stroke dysphagia
    Nevine El Nahas, Hossam Shokri, Ahmed Refaat, Hanaa Mousa, Aya Hamid, Amr Abdel Monem, Eman AbuShady
    The Egyptian Journal of Neurology, Psychiatry and Neurosurgery.2024;[Epub]     CrossRef
  • Bedside Clinical Swallow Test and the Fiberoptic Endoscopic Evaluation of Swallow - Level of Agreement
    Tejaswi Gupta, Ahmed Aseem Naseem, Akanksha Gupta, Rashmi Nambiar
    Indian Journal of Otolaryngology and Head & Neck Surgery.2024; 76(4): 3154.     CrossRef
  • The Development of an Artificial Intelligence Video Analysis-Based Web Application to Diagnose Oropharyngeal Dysphagia: A Pilot Study
    Chang-Won Jeong, Chung-Sub Lee, Dong-Wook Lim, Si-Hyeong Noh, Hee-Kyung Moon, Chul Park, Min-Su Kim
    Brain Sciences.2024; 14(6): 546.     CrossRef
  • The effects of simulated gastroesophageal reflux on infant pig oropharyngeal feeding physiology
    Chloe E. Edmonds, Kaitlyn N. Robbins, Elizabeth G. Dvorak, Stephen P. Howe, Sarah A. Sheldon, Christopher J. Mayerl, Brianna A. Owairu, Brady M. Young, Rebecca Z. German
    American Journal of Physiology-Gastrointestinal and Liver Physiology.2024; 327(1): G105.     CrossRef
  • Oropharyngeal Dysphagia Patient Profile Based on Flexible Endoscopic Evaluation of Swallowing
    Chairul Anhar, Rizka Fathoni Perdana, Mohd Razif Mohamad Yunus
    Biomolecular and Health Science Journal.2024; 7(2): 119.     CrossRef
  • The efficacy of 3-ounce water swallow test as a screening tool for dysphagic children: a study in a tertiary hospital
    Salwa Ahmed Abd Elhay Ahmed, Ahmed Abdelhamid Abdelgoad, Dina Mohamed Fouad Khaled
    The Egyptian Journal of Otolaryngology.2024;[Epub]     CrossRef
  • Effect of Oral Apraxia on Dysphagia in Patients with Subacute Stroke
    Jei Hak Myung, Sung-Bom Pyun
    Dysphagia.2023; 38(1): 227.     CrossRef
  • Acupuncture's effect on nerve remodeling among patients with dysphagia after cerebral infarction: a study based on diffusion tensor imaging
    Chong ZHENG, Wen-Bao WU, Dao-Feng FAN, Qing-Qing LIAN, Fang GUO, Lang-Lang TANG
    World Journal of Acupuncture - Moxibustion.2023; 33(2): 118.     CrossRef
  • Non-Contact Assessment of Swallowing Dysfunction Using Smartphone Captured Skin Displacements
    Nikyta Chesney, Prashanna Khwaounjoo, Maggie-Lee Huckabee, Yusuf Ozgur Cakmak
    Sensors.2023; 23(12): 5392.     CrossRef
  • Transcranial direct current stimulation for post-stroke dysphagia: a meta-analysis
    Nerea Gómez-García, Lorena Álvarez-Barrio, Raquel Leirós-Rodríguez, Anxela Soto-Rodríguez, Elena Andrade-Gómez, Pablo Hernández-Lucas
    Journal of NeuroEngineering and Rehabilitation.2023;[Epub]     CrossRef
  • THE DYSPHAGIA INVESTIGATION: IS THERE STILL SPACE FOR THE VIDEOFLUOROSCOPIC METHOD?
    Charles Henrique Dias MARQUES, Luiz João ABRAHÃO-JÚNIOR, Eponina Maria Oliveira LEMME
    ABCD. Arquivos Brasileiros de Cirurgia Digestiva (São Paulo).2022;[Epub]     CrossRef
  • Expert-level aspiration and penetration detection during flexible endoscopic evaluation of swallowing with artificial intelligence-assisted diagnosis
    Weihao Weng, Mitsuyoshi Imaizumi, Shigeyuki Murono, Xin Zhu
    Scientific Reports.2022;[Epub]     CrossRef
  • Biomechanical Biomarkers of Tongue Impairment During Swallowing in Persons Diagnosed with Amyotrophic Lateral Sclerosis
    Bridget J. Perry, Kaila L. Stipancic, Rosemary Martino, Emily K. Plowman, Jordan R. Green
    Dysphagia.2021; 36(1): 147.     CrossRef
  • Comparison of Videofluoroscopic Swallowing Study in Patients with Stroke-Associated Pneumonia
    Jae Sam Seo, Kyo Hun Ku, Young Sook Park
    Journal of the Korean Dysphagia Society.2021; 11(1): 52.     CrossRef
  • Automatic Pharyngeal Phase Recognition in Untrimmed Videofluoroscopic Swallowing Study Using Transfer Learning with Deep Convolutional Neural Networks
    Ki-Sun Lee, Eunyoung Lee, Bareun Choi, Sung-Bom Pyun
    Diagnostics.2021; 11(2): 300.     CrossRef
  • Patients with Head-and-Neck Cancer: Dysphagia and Affective Symptoms
    Iris Krebbers, Sorina R. Simon, Walmari Pilz, Bernd Kremer, Bjorn Winkens, Laura W.J. Baijens
    Folia Phoniatrica et Logopaedica.2021; 73(4): 308.     CrossRef
  • The effect of reclining position on swallowing function in stroke patients with dysphagia
    Paitoon Benjapornlert, Hitoshi Kagaya, Yoko Inamoto, Eriko Mizokoshi, Seiko Shibata, Eiichi Saitoh
    Journal of Oral Rehabilitation.2020; 47(9): 1120.     CrossRef
  • Relieving throat and opening orifice acupuncture therapy for the post-stroke dysphagia
    Wen-bao WU, Dao-feng FAN, Chong ZHENG, Bin-fu QUE, Qing-qing LIAN, Rui QIU, Yan-gui CHEN, Li-ying PAN, Yun ZHANG
    World Journal of Acupuncture - Moxibustion.2019; 29(1): 37.     CrossRef
  • The effectivity of pharyngeal strengthening exercise, hyolaryngeal complex range of motion exercise, and swallowing practice in swallowing function of ischemic stroke patients with neurogenic dysphagia
    Widjajalaksmi Kusumaningsih, Nur Indah Lestari, Salim Harris, Susyana Tamin, Retno Asti Werdhani
    Journal of Exercise Rehabilitation.2019; 15(6): 769.     CrossRef
  • Association of Brain Lesions and Videofluoroscopic Dysphagia Scale Parameters on Patients With Acute Cerebral Infarctions
    Sang Jun Mo, Ho Joong Jeong, Yong Hyun Han, Kihun Hwang, Jong Kyoung Choi
    Annals of Rehabilitation Medicine.2018; 42(4): 560.     CrossRef
  • Lesion Characteristics of Chronic Dysphagia in Patients With Supratentorial Stroke
    Sol Jang, Hea Eun Yang, Hee Seung Yang, Dae Hyun Kim
    Annals of Rehabilitation Medicine.2017; 41(2): 225.     CrossRef
  • Pharyngeal Swallowing Mechanics Secondary to Hemispheric Stroke
    Nelson H. May, Jessica M. Pisegna, Sarah Marchina, Susan E. Langmore, Sandeep Kumar, William G. Pearson
    Journal of Stroke and Cerebrovascular Diseases.2017; 26(5): 952.     CrossRef
  • Alterations in hyolaryngeal elevation after esophageal anastomosis: A possible mechanism for airway aspiration
    Numan Demir, Selen Serel Arslan, Sule Yalcin, Ayşe Karaduman, Feridun Cahit Tanyel, Tutku Soyer
    Journal of Pediatric Surgery.2017; 52(10): 1580.     CrossRef
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Clinical Utility of Swallowing Provocation Test and Water Swallowing Test in Stroke Patients.
Kim, Ji Hoon , Cheon, Seung Wook , Ju, Sung Ryeol , Lee, So Young , Choi, In Sung , Kim, Jae Hyung , Lee, Sam Gyu
J Korean Acad Rehabil Med 2006;30(2):116-121.
Objective
To assess the clinical utility of the swallowing provocation test (SPT) and water swallowing test (WST) as a predictive factor of supraglottic penetration (SP) and subglottic aspiration (SA) in stroke patient with dysphagia. Method: Fourty-one patients suffered from ischemic stroke with dysphagia and 20 normal controls were recruited. We performed 2-step SPT (0.4 ml, 2.0 ml) via nasopharyngeal tube and 2-step WST (10 ml, 30 ml) per oral, combined with the videofluoroscopic swallowing study (VFSS) to determine the presence of SP and SA. Results: The cutoff values of the swallowing provocation latency in SPT for the detection of SP and SA were 2.45 sec, 2.75 sec (first step) and 2.25 sec, 2.34 sec (second step). For SPT, the sensitivity and specificity were 78.8%, 64.3% (first step) and 71.4%, 77.8% (second step) for the SP, and 77.8%, 76.7% (first step) and 75.0%, 66.7% (second step) for the SA. For WST, the sensitivity and specificity were 66.7%, 90.9% (first step) and 70.0%, 90.9% (second step) for the SP, and 61.1%, 56.5% (first step) and 72.2%, 60.9% (second step) for the SA. Conclusion: SPT was more useful for the detection of SA than WST in stroke patient with dysphagia. (J Korean Acad Rehab Med 2006; 30: 116-121)
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Relationship between the Type of Laryngeal Penetration and Severity of Tracheal Aspiration in the Brain Injured.
Ha, Jung Sik , Kim, Hyun Dong , Park, Insun , Eun, Chung Ki
J Korean Acad Rehabil Med 1999;23(4):703-710.

Objective: To assess the incidence of tracheal aspiration in the brain injury patients with laryngeal penetration, and to investigate the relationship between the type of laryngeal penetration and the severity of tracheal aspiration.

Method: One hundred videofluoroscopic swallowing tests in brain injury patients who showed laryngeal penetration were analyzed retrospectively. Laryngeal penetrations were classified into three groups: anterior, posterior and both. The incidence of the tracheal aspiration among the laryngeal penetration was evaluated. The severity of the tracheal aspiration was analyzed into the three groups: mild, moderate and severe. Each type of the laryngeal penetration were compared with the severity of the tracheal aspiration.

Results: Seventy-one patients showed the tracheal aspiration among the 100 patients with laryngeal penetration. The incidence of tracheal aspiration according to the type of the laryngeal penetration was 100% in both, 86.8% in posterior, and 50.9% in anterior type. The more severe tracheal aspiration was associated with the higher proportion of the posterior and both types.

Conclusion: The incidence of tracheal aspiration in laryngeal penetration was 71%. More severe tracheal aspiration occurred with both & posterior laryngeal penetration than anterior type.

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